Commission Management:
Overview

Direct Access Partners Commission Management programs offer efficient solutions and support for soft-dollar client-commission arrangements (CCAs) and commission-share agreements (CSAs). Our web-based reporting platform features:

  • Competitive rates and flexible pricing structures
  • Online reporting, vendor-invoice approval, data export to Excel, and archived, easily accessible historic trade and payment information
  • Regulatory and compliance guidance
  • Account-conversion support, including vendor management, to ensure you experience no interruption of services and minimal administrative effort
  • Review and support for funds that do not require the Safe Harbor of Section28(e) of the Investment Advisors Act of 1934

CONTACT US

LINDSAY BRODER
LINDSAY@directaccesspartners.com
212-850-8884